Occam Regulatory Solutions LLC
Occam Regulatory Solutions helps respond to and
develop solutions for the regulatory affairs of
financial services clients.

Occam's razor is a principle attributed to the 14th century English
friar and logician William of Ockham and is most often
paraphrased as "the simplest solution tends to be the right one."

In that spirit, at Occam we:
  • provide integrated regulatory solutions for our clients
  • consider all objectives and geographic, cultural and legal
  • find simple solutions to complex problems  
  • enable clients to grow their businesses in a framework of
  • make compliance rational and tailored to your business

We help clients address regulatory issues that arise in deal
exposure, litigation, regulatory filings, securities issuances, public
statements, internal investigations, new products, and strategic

Occam deploys the resources of lawyers, economists,
accountants and other consultants with specific industry
experience for particular projects.
Occam Regulatory Solutions LLC
One Sherman Square
Suite 39H

New York, NY 1002
(212) 769-3921 • Fax (212) 702-8788